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Richwell Partners help ensure that our FCA regulated clients meet the obligations appropriate to their companies at all times.

Services

Regulatory Support

Specialist FCA consulting services, delivered by experienced and senior professionals.

Compliance Management System

Cloud-based work-flow management system designed to alleviate the regulatory compliance burden.

Applications, Training, Reviews

Getting you authorised, changing your permissions, regulatory projects and start-up services.

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The best compliance regimes integrate into the normal workings of the client business. They require:

  • Strong knowledge of the ever changing FCA rules and how to apply them appropriately to your business
  • Robust systems, up to date documentation and processes
  • Continual focus on implementing and evidencing compliance tasks fully
  • Independent experts to give third party insight and oversight

Richwell works “hand in glove” with our clients to take the strain out of the regulatory burden and to provide a compliance regime appropriate to each client organisation. We do this in 3 main ways, individually or combined as required for each client, and described under the 3 shields above

About

About Us

Richwell Partners provides expert regulatory support services to smaller fund managers and similar FCA regulated businesses serving the needs of professional investors.

The team includes 3 Senior Consultants.

The Team has a proven track record in providing regulatory consulting services in a pragmatic and cost-effective way for our Clients.

We understand:

ShieldBulletPoint That every client is individual and different

and the need for detailed knowledge of the client business

ShieldBulletPoint The importance of long term client relationships

and the flexibility required to tailor the service as the client business develops

ShieldBulletPoint How to work with other professionals and disciplines efficiently

and to avoid duplication of cost and effort

Clients

Our Clients

Richwell works with small to mid-sized FCA regulated investment related businesses servicing the needs of professional investors and clients in both the start-up phase and on an ongoing basis. 

We work both with local entrepreneurs setting up in the UK and with overseas companies establishing a UK presence.

Typical clients include:

ShieldBulletPoint Hedge Fund Managers

ShieldBulletPoint Broker-Dealers

ShieldBulletPoint Investment Advisory Firms

ShieldBulletPoint Corporate Finance Firms

ShieldBulletPoint Wealth Managers

ShieldBulletPoint Private Equity Fund Managers

ShieldBulletPoint Real Estate Fund Managers

ShieldBulletPoint Investment Research Firms

ShieldBulletPoint Fund Marketing Firms

Contact


Contact Us

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Contact Info

 

t. +44 20 3058 5092

e. info@richwellpartners.com

Richwell Partners is a Limited company registered in England and Wales under Registered Number 09202902. Registered Office, 2nd Floor, Alexandra House, 55a Catherine Place, London, SW1E 6DY