Getting you authorised, changing your permissions, regulatory projects and start-up services.
The best compliance regimes integrate into the normal workings of the client business. They require:
Strong knowledge of the ever changing FCA rules and how to apply them appropriately to your business
Robust systems, up to date documentation and processes
Continual focus on implementing and evidencing compliance tasks fully
Independent experts to give third party insight and oversight
Richwell works “hand in glove” with our clients to take the strain out of the regulatory burden and to provide a compliance regime appropriate to each client organisation. We do this in 3 main ways, individually or combined as required for each client, and described under the 3 shields above
Richwell Partners provides expert regulatory support services to smaller fund managers and similar FCA regulated businesses serving the needs of professional investors.