The best compliance regimes integrate into the normal workings of the client business. They require:

Strong knowledge of the ever changing FCA rules and how to apply them appropriately to your business
Robust systems, up to date documentation and processes
Continual focus on implementing and evidencing compliance tasks fully
Independent experts to give third party insight and oversight

Richwell works “hand in glove” with our clients to take the strain out of the regulatory burden and to provide a compliance regime appropriate to each client organisation. We do this in 3 main ways, individually or combined as required for each client, and described under the 3 shields above

About Us

Richwell Partners provides expert regulatory support services to smaller fund managers and similar FCA regulated businesses serving the needs of professional investors.

The team includes 3 Senior Consultants.

Susan Sewell

Susan Sewell

Beth Cazalet

Beth Cazalet

Richard Jobling

The Team has a proven track record in providing regulatory consulting services in a pragmatic and cost-effective way for our Clients.

We understand:

That every client is individual and different

and the need for detailed knowledge of the client business

The importance of long term client relationships

and the flexibility required to tailor the service as the client business develops

How to work with other professionals and disciplines efficiently

and to avoid duplication of cost and effort

Our Clients

Richwell works with small to mid-sized FCA regulated investment related businesses servicing the needs of professional investors and clients in both the start-up phase and on an ongoing basis.

We work both with local entrepreneurs setting up in the UK and with overseas companies establishing a UK presence.

Typical clients include:

Hedge Fund Managers

Broker-Dealers

Investment Advisory Firms

Corporate Finance Firms

Wealth Managers

Private Equity Fund Managers

Real Estate Fund Managers

Investment Research Firms

Fund Marketing Firms