Our Clients

Client firms are FCA authorised and regulated (or seeking to be FCA authorised).

They deal principally with professional investors or other regulated entities.

We support a broad range of business types, in terms of size, level of activity, investment strategy and underlying assets. Whilst they share similar FCA permissions, the art is to apply the necessary compliance policies appropriately and proportionately to their businesses.

Client Types

Alternative Funds

Private Equity and Venture Capital Funds

Real Estate Funds

Hedge Funds

Wealth Managers

Investment Research firms

Fund Marketeers

Corporate Finance

Subsidiaries of International firms

What Clients Say